SimpleSTANDARDS™

At SimpleCITI Companies, we take the fiduciary standard to the next level. This is a commitment that defines how we serve you, setting us apart from others who may use the term “fiduciary” without fully adhering to its principles.

CLIENT-FIRST COMMITMENT

A legal and ethical obligation to prioritize your interests above all else.

ADVISORY FEE ONLY

We do not receive sales commissions or transaction-based compensation. Our compensation is based on assets under advisement only, eliminating traditional commission incentives.

INDEPENDENT OVERSIGHT

Fund administration and audited financials are provided by independent third parties.

At SimpleCITI Companies, our approach is designed to fully embrace fiduciary obligations with additional structural safegaurds for independence and transparency.
It’s a reflection of our unwavering dedication to acting in your best interests with integrity, independence, and transparency.

DUTY OF CARE

    Due diligence on investments, suitability, portfolio monitoring.

DUTY OF LOYALTY

    Avoiding conflicts, disclosing material relationships.

DUTY OF CONFIDENTIALITY

    Protecting client data.

DUTY OF DISCLOSURE

    Regulatory filings, material facts, conflicts.

DUTY OF PRUDENCE

    Prudent person standard in investing.

DUTY OF OBEDIENCE

    Compliance with federal securities laws and client agreements.

These Standards reflect our current practices as an SEC-registered investment adviser. Please see our Form ADV for full details.