Simple
EQUITIES

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Product Offerings

SimpleEQUITIES is a private equity platform focused on commercial real estate and litigation finance, deploying capital through discretionary funds, joint ventures, and structured solutions. We handle fund formation, capital structuring, and reporting, with expertise in equity, debt and structured finance. In-house tax team provides structuring, international tax blockers, UBTI mitigation, and LP compliance. Built on institutional discipline and a family-office capital preservation ethos, we deploy proprietary capital and experience, alongside investors to ensure risk alignment and value creation. Select investments operate under the governance of SimpleADVISORY, our SEC-registered RIA, ensuring regulatory integrity and investor confidence. Our platform focuses on precision-driven capital deployment, leveraging proprietary underwriting, structured credit, and capital stack engineering to extract asymmetric risk-adjusted returns. With deep expertise in equity and debt markets, structured finance, and securitization, we capitalize on mispriced risk and cash flow inefficiencies, optimizing liquidity, asset value, and risk transfer strategies.

SimpleEQUITIES partners with specialized asset managers as a co-GP or strategic capital provider, leveraging niche expertise to unlock high-conviction opportunities. These collaborations enable targeted thematic strategies while maintaining rigorous underwriting and governance. Through recapitalization, securitization, and capital markets execution, we optimize liquidity, mitigate risk, and maximize returns across asset classes.

Institutional Funds

Private Placements

Separately Managed Accounts

Exchange Traded Funds

Self Directed IRAs

IN-HOUSE TAX STRUCTURING​

  • Investment tax strategy & compliance​
  • Carried interest structuring & optimization​
  • Trust, estate & succession planning​
  • Tax-efficient portfolios & capital growth
  • 1031 exchanges & Opportunity Zones​
Structural Provisions Within Product Offerings

Capital Call Provisions: In the Investor Operating Agreement, give the Sponsor LLC the right to make capital calls if additional funding is needed, with investors able to contribute or face dilution.

Preferred Return and Waterfall Structure: Structure a preferred return in the Investor Operating Agreement (e.g., 8%) before profits split with a promote to the Sponsor

Exit Rights and Drag-Along/Tag-Along Clauses: Consider drag-along rights to initiate a full sale, with tag-along rights for investors.

Claw back Provision: Add a claw back if project returns fall below target, ensuring fair distributions.

Key Person Clause: Establish a transition plan if a key sponsor member is unable to continue, so the project isn’t disrupted.

Fund Formation

Structuring and establishing funds tailored to unique needs of institutional and private investors.

Compliance with regulatory frameworks, including SEC, FINRA, and state-specific requirements.

Assisting with legal documentation, disclosures, and investor agreements to maintain transparency and protect investor interests.

Responsible for establishing and monitoring relationships with Audit, Custody, Fund Administration, Legal, and Tax on behalf of the investment vehicle.

Capital Raise - Debt & Equity Markets

Equity capital raising through private placements, joint ventures and co-investment opportunities.

Extensive relationships with family offices, institutional investors, and high-net-worth individuals for efficient fundraising.

Sourcing and securing debt financing from institutional lenders, banks, and private sources.

Investor Relations

Regular engagement with investors through transparent digital communication channels, ensuring alignment of interests.

Managing investor expectations and fostering long-term relationships through quarterly updates and investor meetings, as well as additional online reporting and performance metrics.

Investor Reporting

Comprehensive financial reporting that includes detailed quarterly and annual fund performance reviews.

Performance is calculated utilizing Global Investment Performance Standards (“GIPS”).